When Shaykh Ahmad al-Ahsa'i wrote, there was
no Shaykhi school, which only crystallized
after his death. He saw himself as a
mainstream Shi`ite, not as a sectarian
leader. Yet he clearly innovated in Shi`ite
thought, in ways that, toward the end of his
life, sparked great controversy. Among the
contentious arenas he entered was that of
the nature of religious authority. He lived
at a time when his branch of Islam was
deeply divided on the role of the Muslim
learned man. Was he an exemplar to be
emulated by the laity without fail, or
merely the first among equals, bound by a
literal interpretation of the sacred text
just as was everyone else? Or was he, as the
Sufis maintained, a pole channeling the
grace of God to those less enlightened than
himself? How may we situate Shaykh Ahmad al-Ahsa'i
with regard to these contending visions of
Shi`ite Islam? What, in short, did he
understand to be the structure of authority
in Shi`ism?
As these questions demonstrate, Shaykh
Ahmad, a native of Eastern Arabia educated
in Iraq who came to Iran in 1806, remains a
figure of paradox and enigma whose place in
Iranian history and in Shi`ite thought has
by no means been settled. He was given
patronage by members of the Qajar ruling
house, but refused the shah's invitation to
reside at court in Tehran on the grounds
that he would sooner or later come into
conflict with his sovereign over issues of
justice. He was widely acclaimed by his
contemporaries among the Shi`ite
scholastics, but at the very end of his life
suffered an embarrassing excommunication at
the hands of a lesser clergyman. He often
employed concepts drawn from Sufis such as
Muhyi'd-Din Ibn `Arabi, but excoriated the
latter as a "murderer of the Faith." He
helped revive and comment on key
philosophical works of the Safavid-era
School of Isfahan, by figures such as Mulla
Sadra Shirazi, Mir Damad, and Mulla Muhsin
Fayz Kashani. Yet he sharply criticized
Mulla Sadra and Mulla Muhsin Fayz for what
he saw as pantheistic tendencies. Still, he
was capable of preferring philosophical
definitions and doctrines to those of the
Shi`ite jurists. My question here is how to
understand these apparent contradictions in
the career of one of modern Iran's more
important religious and mystical thinkers.
Fath `Ali Shah's reign, beginning in 1798,
saw a wholesale restoration of the Shi`ite
clergy to positions of influence, after
their eclipse and displacement with the fall
of the Safavid dynasty in 1722. This monarch
was famed for highly valuing the
seminary-trained clergy, for showering them
with grants and perquisites, and giving them
authority. The clergy played a role in
authorizing the disastrous Russo-Iranian war
of 1810-13, as a holy war against infidels,
and in forcefully agitating for the even
more calamitous Russo-Iranian war of
1826-28, in both of which Iran lost
substantial territory and suffered other
humiliations.
The rise to prominence of Shaykh Ahmad and
his esoteric ideas took place against this
backdrop of domestic political
centralization and imperial encroachment, as
well as of two major religious struggles in
the late eighteenth and early
nineteenth-century. The first of these, the
battle between the previously influential
Akhbaris and their Usuli opponents,
concerned the shape of clerical religious
culture and the relationship of the clergy
with the laity. The second, the rancorous
contest between the formally trained clergy
on the one hand, and Sufi pirs or leaders of
the Ni`matu'llahi and other mystical orders,
exemplifies the conflict between traditional
and rational bases of religious authority
versus more charismatic styles of
leadership. From the 1760s, the Usuli school
began to win out in the strategic Shi`ite
shrine centers of Iraq, Najaf and Karbala,
led by Muhammad Baqir Bihbahani. He and his
disciples trained a new generation of
Shi`ite clerics, many of whom went on to
gain influence or office in the new Qajar
state that began congealing around 1794. The
Akhbaris, dominant in Karbala and some other
intellectual centers, believed that only the
Imams were worthy of being emulated or
blindly followed. They allowed the laity to
employ a literalist understanding of the
sayings of the Prophet and the Imams as a
guide to proper religious conduct, and they
saw these sayings, along with the Qur'an, as
the only valid sources of Islamic law. Their
eighteenth-century paragon, Shaykh Yusuf al-Bahrani,
disapproved of theology and philosophy, and
on the whole the movement had a literalist,
anti-rationalist bent and a somewhat
egalitarian ethos. The Usulis, on the other
hand, allowed trained clerics to employ some
rational tools to derive the law from
scriptural texts, as well as appealing to
the consensus of such jurisprudents. They
insisted that the laity emulate or follow
without question the rulings of a trained
cleric. Their approach was thus
characterized by scholasticism and a
clericalist elitism.
Even as the Usulis were decisively winning
out over their Akhbari rivals in shrine
cities such as Karbala, a popular religious
movement arose that challenged the monopoly
over religious authority claimed by the
mujtahids or Usuli jurisprudents. The
Ni`matu'llahi Sufi order, which had
originated in Iran and then been established
also in South India in the sixteenth
century, and which had survived there during
the anti-Sufi persecutions of Shah `Abbas
and his successors, now decided to
proselytize in the order's homeland. Shah
Tahir and Mast `Ali Shah were sent to Iran
by the then leader of the order in the
Nizamate of Hyderabad, Riza `Ali Shah
Dakkani, in the 1770s. These emissaries met
both popular success and official
persecution. Karim Khan Zand (r. 1763-1779)
ostracized Ma`sum `Ali Shah from the then
capital, Shiraz, and in 1797 he was executed
in Kermanshah at the order of the Usuli
jurisprudent Muhammad `Ali Bihbahani. The
new leader of the Ni`matu'llahis, Nur `Ali
Shah, nevertheless managed to attract
thousands of followers in Kerman, and the
order attained successes in Shiraz, Isfahan,
Hamadan and Tehran into the early nineteenth
century, as well. The Ni`matu'llahi Sufis
argued that the legalist clerics lacked a
"divine faculty" that would enable them
truly to become "heirs of the prophets," and
that only Sufi clerics could aspire to such
a station.
The competing poles of authority in Twelver
Shi`ism in this period therefore lie at the
extremes of scripturalist literalism versus
rationalism, elitism versus egalitarianism,
and spirituality versus legalism. By
spirituality here, I mean a self-conscious
insistence that religion involves a rich
emotional life of the spirit, that it
prepares the way for the attainment of
alternative states of consciousness and
progress toward moral perfection--in other
words, that it contain an element of
mysticism. As a cultural motif, spirituality
or mysticism in this sense may be usefully
contrasted to legalism, the conviction that
religious duties are fulfilled by exact
attention to the carrying out of detailed
legal prescriptions. These two poles are
not, of course, entirely in opposition,
insofar as one could have an observant
mystic. But one could also have an observant
believer, fixated upon legalistic minutiae,
who saw mysticism as pernicious.
It has been suggested by some that Shaykh
Ahmad al-Ahsa'i had Akhbari, or literalist,
leanings. Despite Shaykh Ahmad's
conservatism on some issues, there are many
reasons for thinking of him rather as a
cautious and mystical Usuli. It is true that
many important Shi`ite clerics in Bahrain,
including Yusuf al-Bahrani, adopted the
conservative Akhbari school in the
eighteenth century, though their forebears
during the Safavid period were largely
Usulis. Yet even in Bahrain, the old capital
of Bilad al-Qadim (Manama) remained an Usuli
outpost till the late eighteenth century. We
know virtually nothing of the eightenth-century
religious culture of Eastern Arabian cities
such as Hufuf and al-Mubarraz, where Shaykh
Ahmad resided much of his first forty years.
Shaykh Ahmad dwelt briefly in the shrine
cities of Iraq in 1772-1773, but had to
leave without finishing his seminary studies
because of the outbreak of plague. When he
succeeded in finally pursuing higher studies
in Iraq early in the 1790s, he brought along
with him a commentary he had written on a
work by the pioneering medieval Usuli
thinker, `Allamah al-Hilli. He subsequently
studied with great Usuli figures such as
Sayyid Mihdi Bahr al-`Ulum Tabataba'i (d.
1797), from whom he received diplomas
qualifying him to interpret Islamic texts
and law. When he returned to Bahrain,
1795-1798, he interacted with a range of
scholars, including the Akhbari Shaykh
Husayn Al-`Asfur. In a revealing incident,
Al-`Asfur teased Shaykh Ahmad by sending
over to him some questions posed by his
father (Al-`Asfur senior) that were critical
of Usulism, and suggesting he try to defend
the latter school. Although Husayn Al-`Asfur
was a die-hard Akhbari, he was apparently
pleased to teach the sayings of the Imams to
Shaykh Ahmad, an Usuli, and was humane
enough about the differences between them to
treat them playfully.
The queries from Al-`Asfur raised questions
about the procedure, enjoined by Usulism,
wherein a trained jurisprudent derives a
legal ruling on the basis of rational
argumentation, coming to a considered
opinion (zann) about the best judgment. The
questioner attempts to paint considered
opinion as a sort of whimsy (another
possible meaning of zann), and to suggest
that Usulis actually formed some considered
opinions on the basis of others, thus
creating an infinite regress, a tissue of
unsubstantiated guesses masquerading as
Islamic jurisprudence. Can, he wants to
know, one considered opinion negate another?
The Akhbari interrogator, of course,
believed that only a literalist appeal to
Qur'an verses and sayings of the Imams could
properly form the basis for a legal ruling.
Shaykh Ahmad vigorously defends the validity
of a jurist using reason to arrive at a
considered opinion. He demolishes the idea
that every issue can be confidently settled
with reference to a literalist
interpretation of a saying from one of the
Imams, since these texts are themselves, he
says, often ambiguous (mutashabih). He also
denies that the Usuli position implies that
the real, correct judgment can change over
time. The real judgment is that of God, and
it is unvarying. What changes is only the
form it takes in this world. It shifts
because of the different manner in which the
illumination (ishraq) from the heart of the
Imam is refracted in the hearts of diverse
jurisprudents of greatly varying character.
He also establishes that considered opinion
can be located along a spectrum, from a
conjecture (rujhan), to a very strongly
grounded conclusion. He avers that a firmly
based considered opinion can outweigh a
conjecture, so that the Usuli system does
not dissolve into a welter of competing
guesses but retains some epistemological
rigor. He points out that reason cannot be
used to establish an Islamic legal ruling
all by itself, but the jurist may employ
reason in conjunction with the Qur'an, the
oral reports about sayings and doings of the
prophet and the imams, and past consensus,
to arrive at a considered opinion.
Shaykh Ahmad presents a syllogism proving
the validity of considered opinion, arguing
that if the jurisprudent tests his views by
considering these conjectural pieces of
evidence and reaches a considered opinion,
and if he is among those whose considered
opinion is recognized as valid (by
consensus], then his considered opinion is
valid. Perhaps to fend off charges of
tautology, Shaykh Ahmad insists that both
premises can be proven in their own right.
He avers that the minor premise (that a
jurisprudent may in fact come to a
considered opinion after reviewing the facts
and the law) is intuitional (wujdani),
whereas the major premise (that some
jurisprudents have the sort of training and
authority that renders their considered
opinion a valid ruling) is based on
consensus. The conclusion reached in this
syllogism, he says, is surely true and not a
matter of considered opinion, since the
Qur'an promises believers they will not be
burdened beyond what they can bear. The
jurisprudent who strives for a certainly
valid judgment but achieves only a
considered opinion will not be punished by
God, since he has done all he could. Here he
refers to the similar conclusion reached by
the Safavid-era Usuli thinker Baha'u'd-Din `Amili.
He concludes by saying that considered
opinion, remains considered opinion as long
as its basis in the Qur'an and other sources
is valid, and cannot be reduced to mere
doubt unless something is found to be wrong
with its foundations.
Although Shaykh Ahmad defends scholastic
rationalism against Akhbari literalism, and
employs a Greek syllogism to do so, it is
revealing of the tenor of his thought that
he also appeals heavily to intuition as an
underpinning of the jurisprudent's
authority. He not only has the tools of his
seminary training at his disposal, but
receives illumination (ishraq) in his heart
from the Hidden Imam. This overt appeal to
the language of Suhravardi in the midst of a
technical treatise on the principles of
jurisprudence is not something I have
encountered elsewhere in Usuli writings, and
it marks Shaykh Ahmad's jurisprudential
theories as being unusually mystical.
Indeed, his position, on the need for both
ratiocination and illumination in a Shi`ite
scholar, sounds remarkably similar to that
of the clerics who deserted unadorned
legalistic Usulism for the Ni`matu'llahi
Sufi order in the nineteenth century.
Shaykh Ahmad's rationalism went far beyond
the limited syllogisms and dialectical
theology practiced by the Usulis, to an
embrace of important elements of
demonstrative logic and Greco-Islamic
philosophy. Shaykh Yusuf al-Bahrani, the
Akhbari leader of eighteenth-century Karbala,
it should be remembered, forbade the study
of dialectical theology and of philosophy.
Let us consider just one example of Shaykh
Ahmad's complex attitude to the
philosophers. In his essay on the
sinlessness (`ismah) of the Imams, he begins
by considering three definitions of
sinlessness. These derive from the
predestinationist Sunni Ash`arite school,
fom a classical Shi`ite text, and from
unnamed "philosophers." After considering
the merits of each in turn, he accepts the
definition put forward by the philosophers,
after qualifying it slightly, and sees it as
in conformity with (but presumably more
rigorous than) the Shi`ite definition. I
would argue that this willingness to employ
philosophical definitions even in so
important an area of Shi`ite theology as the
sinlessness of the Imams indicates a
thoroughgoing rationalism in Shaykh Ahmad's
work. At one point, in a discussion of
metaphysics, Shaykh Ahmad indicates that the
illuminationist (Ishraqi) position is
closest that of the Imams (ahl al-`ismah).
Elsewhere, he quotes the Illuminationist
philosopher Mir Damad (d. 1631) as an
authority on issues such as whether the
Deity can have a change of mind (bada').
Of course, even though he is in positive
dialogue with philosophers such as Avicenna,
Qutbu'd-Din Shirazi, Mulla Sadra, and Mir
Damad, and even though he often adopts their
positions on important issues, Shaykh Ahmad
demonstrates not the least hesitancy in
harshly criticizing some philosophical
positions, for instance the pantheism he
felt was implied by Mulla Sadra's idea of
"the simplicity of reality" (basit al-haqiqah).
But note that Mulla Sadra had in this stance
departed from that of Suhrawardi and Mir
Damad, so that Shaykh Ahmad's attack on it
is simply an insistence on the original,
ontologically pluralist, position of
Illuminationist philosophy. His jealous
independence and his willingness to lambaste
philosophers such as Mulla Sadra on some
issues has helped mask his debt to both the
peripatetic and illuminationist schools.
Sometimes he rejects philosophical doctrines
on rational grounds, but he is also capable
of appealing against them to the sayings of
the Imams. The point here is that he accepts
both Usuli scholasticism and philosophy (the
latter often depending on demonstrative
logic), as means of deriving religious
juridical and theological positions, and
therefore as sources of authority. He does
not, however, subordinate everything else to
demonstrative logic, as did, say, Averroes,
and so he remains a philosophical theologian
rather than becoming a philosopher, though
he is perhaps best classed as a theosopher.
His methods are in any case far removed from
the scriptural literalism of his Akhbari
contemporaries in the Gulf.
As I hinted above, rationalism is only one
element in Shaykh Ahmad's approach to
religious authority. It coexists with the
authority of Shi`ite scriptural texts on the
one hand, and with mystical illumination on
the other. His emphasis on visions, on the
impact of the divine light on the heart of
the believer, on the attainment of spiritual
perfections, and on the authority of the
more gnostic texts in the Imami scriptural
corpus, gave Shaykh Ahmad's thought its
distinctiveness. Let us consider, then, the
mystical or spiritual dimension in Shaykh
Ahmad's experience and thought. When Shaykh
Ahmad was a young man, he frequently dreamt
dreams and saw visions of the holy figures
of Shi`ism. As his disciple Sayyid Kazim
Rashti tells the story,
He saw our Lord Hasan in a dream, and the
Imam put his tongue in his mouth and shared
with him his saliva, which was sweeter than
honey and more fragrant than musk, but
burning hot . . . His longing grew so
extravagant, his love so overwhelming, that
he forgot to eat or drink, imbibing just
enough to stay alive. He left of mixing with
the people, and his heart continually
oriented itself toward God . . . Then he had
a true vision of the Messenger of God, who
gave him to drink of his saliva, which
tasted and smelled like that of the Imam,
but was icy cold. When he regained
consciousness, the flames within him had
subsided, and loving-kindness descended upon
him. He learned from them knowledge and
enigmas, and dawning rays of light shone
over the horizon of his heart. The new
knowledge did not derive solely from his
visions, but rather when he awoke he began
finding evidence for it in the Qur'an, and
in the sayings and deeds related of the
Prophet and of the Imams.
Sayyid Kazim is careful to insist that the
Shaykh's visions were congruent with the
holy Law and scripture, yet it is
inescapably the case that a good deal of his
charismatic authority derived from these
visions rather than simply from his mastery
of the textual sources of Shi`ism. These and
other visions reported of the Shaykh are
powerful in their symbology. The two here
derive some of their potency from homoerotic
imagery (though note that the Shaykh was
much-married and emphatically heterosexual
himself). The oppositions are clear. Broadly
speaking and from a male point of view,
mystical ecstasy is coded as male and oral,
in implicit contrast with carnal ecstasy,
which is female and genital. Within the
mystical visions, there is another
opposition. The lesser figure, the Imam
Hasan, inspires through his burning saliva a
spiritual restlessness and asceticism,
whereas the higher figure, the Prophet
Himself, bestows by means of his icy cold
saliva a radiant acquiescence and mystical
gnosis. The effect of the imagery in these
visions, of bodily intimacy with the fluids
of exalted and holy personages, is to
highlight Shaykh Ahmad's special link with
the next world in an audacious and concrete
manner.
The Shaykh, like the Ni`matu'llahi Sufi
leaders referred to above, insisted on the
spiritual experiences of the heart as a
legitimation of religious authority, rather
than accepting the mere mastery of legal
details as in mainstream Usulism. Can he,
then, be seen as a Sufi pir of sorts? I
believe this question to be more complex
than it might appear on the surface. Let us
begin by examining the Shaykh's attitude to
the great Sufi thinker Ibn `Arabi, of
thirteenth-century Andalusia. It is clear
that Shaykh Ahmad accepted in its broad
outline much of the metaphysical scaffolding
erected by Ibn `Arabi. He at one point
quotes a commentary on the latter's Bezels
of Wisdom (Fusus al-Hikam) about the
imaginal world and other metaphysical
realms, and suggests only minor corrections
to the view presented. The one point at
which he grows vituperative is when, in
Meccan Revelations, Ibn `Arabi discusses the
authority of the Sufi leaders as spiritual
poles (aqtab, sing. qutb) channeling the
grace of God into the world. For Shaykh
Ahmad, this is damnable blasphemy, since
only the Shi`ite Imams can play such a role.
Yet, what Shaykh Ahmad ultimately appears to
propose is that while the divine grace is
funnelled into this plane via the Imams,
they have their contact-points in the person
of mystics like Shaykh Ahmad himself. That
is, once the Imams are restored to their
proper place as sole bearers of inspiration,
then it is permissible to speak of a
contemporary Perfect Person arising to
reflect the light of the Prophet's family
into this world. Shaykh Ahmad's conception
of moral perfection and the overflowing of
grace in those who attain it are homologous
with Sufi thought, but differ in their
strong grounding in esoteric Shi`ite symbols
and texts. If the Ni`matu'llahis, with their
pirs and their rootedness in the Persian
mystical tradition, constituted the bestowal
of a Shi`ite veneer on Sufism, Shaykhism
might rather be seen as the embellishment of
occult Shi`ism with selected Sufi motifs.
For Shaykh Ahmad, then, the Shi`ite learned
man is not simply a mundane thinker
dependent on nothing more than the divine
text and his intellectual tools for its
interpretation. The learned must have a
spiritual pole (qutb), a source of grace (ghawth),
who will serve as the locus of God's own
gaze in this world. Both pole and ghawth are
frequently-used Sufi terms for great masters
who can by their graces help their followers
pursue the spiritual path. For Shaykh Ahmad,
the pole is the Twelfth Imam himself, the
light of whose being is in the heart of the
Learned. The oral reports, he notes, say
that believers benefit from the Imam in his
Occultation just as the earth benefits from
the sun even when it goes behind a cloud.
Were the light of the Imam, as guardian (mustahfiz),
to be altogether extinguished, then the
learned would not be able to see in the
darkness.
This use of terminology such as pole and
ghawth implies no accommodation on his part
to mainstream Sufism, which he excoriates.
When a Shi`ite Sufi questioned Shaykh Ahmad
about the benefits of following a Sufi
master or pir, Shaykh Ahmad replies by
questioning the very premise that Sufi pirs
possess any valuable or true knowledge about
God. He heaps scorn on those who claim the
ability to write voluminous volumes filled
with divine secrets, but say that they
forbear to do so because the people could
not accept the truth. He insists that since
the seeker knows that the pir is not
divinely protected (ma`sum) from sin, the
seeker should accept from him only what does
not contravene the revealed Law. In each
instance, the seeker should find out from
the pir what his reasoning was in giving any
judgment, and should examine the reasoning
closely to see if it accords with Islam. All
this is in regard to the great, central
principles (usul) of religion, upon which
there is general agreement. On the level of
subsidiary (furu`) or secondary law, which
addresses disputed matters through the
principles of jurisprudence, it is necessary
for the pir to be a qualified jurisprudent
in order for him to rule authoritatively on
any matter, and he may not depart from the
consensus of the Shi`ites without strong
evidence. Should he not possess this
jurisprudential expertise, Shaykh Ahmad
implies, his legal advice would be
worthless, and he explicitly says that it is
impermissible for the seeker to obey his pir
simply because he is attached to him. While
it is allowed unquestioningly to obey
someone like an Imam, who is divinely
protected, it is not allowed to give such
unthinking obedience to a mere mortal. Thus,
the pir in making any pronouncement must
offer his seeker evidence that the seeker
finds well-grounded and convincing.
Shaykh Ahmad relies in this essay on the
doctrines of Usuli Shi`ism, that formal
jurisprudential training is necessary before
someone can issue authoritative legal
judgments, which the laity must obey. Usulis
held, however, that in matters of the
principles of religion and doctrine,
everyone must come to the correct
conclusions through his or her own reasoning
and effort. Blind emulation of others in the
sphere of belief is impermissible. From this
point of view, Sufism looked entirely
wrongheaded. Here we have pirs, often
lacking in formal jurisprudential training,
issuing opinions on matters pertaining to
Islamic law and practice. We have seekers
pledged to obey their pirs unquestioningly,
even in matters that should be an individual
responsibility, such as faith, practice and
doctrine. Shaykh Ahmad thus rejects the
authority structures of even Shi`ite Sufism,
in favor of a three-fold combination of
scholastic (Usuli) jurisprudence, of
esoteric illuminationism, and of
philosophical rationalism.
That Shaykh Ahmad, like the strict Usulis,
makes a strong divide between the learned
and the laity and puts religious authority
entirely in the hands of the ulema is clear
from his answer to a question raised by
Mulla Muhammad Tahir in 1821. The mulla
inquired about the meaning of the saying
attributed to the Imams, "the learned (al-`ulama')
are heirs of the prophets," and of a similar
saying of Muhammad's, "the learned of my
community are like the prophets of the
children of Israel, and even better than
they (wa khayru minhum)." Shaykh Ahmad
replies that the meaning of the first saying
is obvious. It refers to those who are
learned in the texts and disciplines of
revelation, who are manifestly the heirs of
the prophets. For the prophets delivered the
messages with which they were entrusted to
their people. The religiously learned
collect it, practice it, and preserve it for
the communities founded by the prophets.
This knowledge is the only bequest the
prophets made, and so those learned in it
are their heirs. By the ulema here is meant
first of all the Imams, he says, but by
extension it covers all the learned who meet
the conditions specified. The second saying
refers primarily to the Imams, he explains,
who are like the prophets insofar as they
must be obeyed by the laity. But it is
permissible for the "learned" who are like
the prophets of the children of Israel to
include the Shi`ite ulema, since their
knowledge derives from the Qur'an and the
Sunnah (doings and sayings of the Prophet
and the Imams), even if it is derived in
subsidiary ways from the basic principles
contained in the Book and the Sunnah. The
duty of the common people (`awamm) to obey
the ulema with regard to judgments about
what is permitted and what is forbidden (ahkam
al-halal wa'l-haram) is like the duty of
obeying the prophets of the children of
Israel for their communities. As for the
last phrase of the Prophet's saying, which
asserts that the learned are actually better
than the Hebrew prophets, Shaykh Ahmad finds
no difficulty in understanding this
proposition if it concerns the Imams, for he
maintains that they are obviously better
than the prophets in innumerable ways. If
the intent of the saying is the Shi`ite
clergy, he allows, then the meaning of the
word Arabic word khayr here would not be
"better" in the sense of "superior to," but
would simply indicate that in the ulema is
much good insofar as they preserve the
religion of the prophets. In this answer,
Shaykh Ahmad establishes the duty of the
common people to obey the Shi`ite clergy
with regard to issues of right and wrong,
and, in the passages discussed above, he
locates the basic claim to authority of
these ulema in their seminary training and
jurisprudential knowledge. Within the corps
of Shi`ite learned men, precedence appears
to be established in his eyes not only by
greater knowledge of jurisprudence, as among
the strict Usulis, but also on the basis of
the learned man's mystical insight (kashf),
on the degree to which he has cast off the
veils of the mundane world that interfere
with perceiving the divine within each
person.
Although I have here been primarily
interested in the structures of religious
authority in the thought of Shaykh Ahmad al-Ahsa'i,
one cannot leave aside his relationship to
secular authority. This affiliation is
complex. On the one hand, both in Yazd
(1806-1814) and in Kermanshah (1815-1824) he
received the patronage of Qajar princes and
nobles. On the other, he showed a marked
preference for these provincial towns over
the capital, and a disinclination to become
a truly national clerical authority by
becoming attached to Fath `Ali Shah's court.
This story is told both in Shaykhi sources
and in court chronicles.
Sayyid Kazim Rashti explains that the
devotion and respect Shaykh Ahmad had earned
in Yazd between 1806 and 1808, when he
sojourned there, came to the ears of Fath
`Ali Shah. The monarch appears to have been
interested, like many ambitious rulers, in
building up a coterie of court intellectuals
and clerics so as to add to the splendor of
his capital. He wrote to the governor in
Yazd and instructed him to send Shaykh Ahmad
to Tehran with all honor. When the governor
laid these instructions before Shaykh Ahmad,
he declined. The shah, on hearing of the
theosopher's reluctance, renewed his
pressure on the Yazd governorate to have him
sent. Local officials, alarmed, went to al-Ahsa'i
and said they feared the monarch would have
them punished if they failed to carry out
his command, and they pleaded with the
Shaykh to acquiesce. (Among the threats was
that the shah himself would come to Yazd,
with a large contingent of troops, which
would be billeted on the local population).
Shaykh Ahmad at length acquiesced, and,
according to Sayyid Kazim:
He then set out on the journey, and they
sent to accompany him Mirza `Ali Riza, who
continually served him on the way to the
capital, Tehran. He met face to face with
the shah, who greeted him with great honor
and respect, acknowledging his high station,
and gave him a chamber in the palace. All
the accomplished clergy and seminary
students in Tehran at that time sought
interviews with him, showing him perfect
reverence, and no two of them differed
regarding him; not a single one spoke evil
of him not did anyone seek in any way to
injure him.
The warm welcome Shaykh Ahmad received in
the capital is stressed so firmly here
precisely because many (though not all) in
the clerical establishment later turned
against him. At this time, however, he was
recognized by most clerics as one of their
own, and was acclaimed by the Tehran high
society.
Sayyid Kazim says that the shah next
proposed that Shaykh Ahmad relocate
permanently in the capital, bringing his
family from Basra to Iran. Shaykh Ahmad
agreed to settle in Iran, but declined to
reside in Tehran. He is reported to have
told the shah:
As for dwelling in the same city with you,
no . . . For the shah is the center of the
affairs of his subjects and the pivot of
sovereignty. He cannot exist without
confiscating and bestowing, cutting off
limbs, taking and giving. When the people
see your acceptance of me and the dignity
you bestow on me they will seek me out for
their needs and purposes. If I deny them,
they will hate and detest me. If I give them
what they want and lay before you their
requests, you will have only two choices.
Either you will accept my intercession and
give them all that which they ask, or not.
As for the first possibility, I think it
unlikely, for you will say that it will
destroy your sovereignty and disrupt the
order prevailing in the kingdom. If you thus
refuse, however, I shall be abased. It is
therefore better for me and for you that I
live in a distant city, and all these cities
after all belong to you, and wherever I am I
shall be with you.
The oppositions here are between honor and
abasement, authority and power. Shaykh
Ahmad, as long as he lived in Eastern Arabia
and Iraq, had resided under the Sunni
Ottoman government, which entirely lacked
religious legitimacy for committed Shi`ites
such as himself. The only valid religious
authority for Shi`ites there was that of the
Sayyids and clerics, so that naked power
(the Mamluk government and its troops)
contrasted with moral suasion (the sermons
of the Imami clergy).
In coming to Iran, he left behind this
condition of extreme alienation, wherein the
practice of pious dissimulation was
constantly enjoined upon him. He entered a
Realm of the Shi`ah, where the monarch
supported the faith of the Imams. Yet here,
the relationship between power and authority
was much more complex. The shah, as a
secular ruler reigning in the absence of the
Twelfth Imam, was still prone to act in a
manner that Shi`ite scriptural norms would
judge unjust. Yet because of his faith, he
was willing to honor and promote Twelver
clergymen. In so doing he threatened to
embroil them in governmental affairs or make
them accomplices to the tyranny of the
tribal feudalism practiced by the Qajars. In
matters that touched upon ethics, Shaykh
Ahmad considered his authority as a
prominent Shi`ite jurisprudent and illumined
thinker paramount and his duty to represent
the oppressed clear, and yet this realm
overlapped with government spheres wherein
the shah had competing authority or at least
power. His solution was self-exile to the
provinces, where he would be unlikely to
come directly into conflict with the
monarch, and where no one would expect him
to be able to influence royal policies.
The sort of authority propounded by Shaykh
Ahmad al-Ahsa'i is therefore visionary yet
rational, esoteric yet in accord with the
literal text of scripture, and ethical in
such a way as to put contemporary state
practices inevitably under judgment. Among
the factors that might help account for the
undoubted and widespread popularity of
Shaykhi ideas is their appeal to a sort of
Shi`ite nativism and to a rich emotional
life of the spirit. Akhbarism had the
advantage of being firmly based on a literal
interpretation of the Imam's own words, but
the disadvantage of an intellectual
inflexibility. Usulism overcame the rigidity
of literalism but at the price of depending
upon a dry legalistic scholasticism. Both
lacked the "warm heart" that mystics and
many among the popular classes sought.
Ni`matu'llahi Sufis provided this affective
dimension but only at the expense of
offering the Sufi poles as sources of
charisma beside the Imams.
Shaykhism, by appealing to the esoteric (batini)
heritage, offered the "warm heart" of Sufism
while reaffirming a Shi`ite nativism,
exalting the Imams in an almost exaggerated
manner. Shaykh Ahmad recognized the claims
of the ulema to be obeyed by the laity, just
as did the Usulis. But he saw the Shi`ite
learned man as ideally a mystic and not just
a jurisprudent. The Sufi ideal of the
Perfect Person was transformed into the
Shaykhi ideal of the Perfect Shi`ite. Shaykh
Ahmad's acceptance of the authority of the
trained jurisprudent implies, as well, an
acceptance of the Usuli ideal that all
should emulate the single most learned and
upright mujtahid, an ideal that underpinned
the rise of the marja` at-taqlid or over-all
Exemplar for emulation in the nineteenth
century (though no one has ever actually
attained the unanimous acclaim of the entire
Shi`ite community as the single Marja`). In
short, the Perfect Shi`ite, as the notion
developed in later Shaykhism, is a more
mystically grounded version of the Usuli
jurisprudential position that there could,
ideally, exist a supreme source for
emulation. In addition, the Perfect Shi`ite
takes the place of the Sufi leader (sajjadah-nishin).
Shaykhism came into being and functioned as
a homologue of the Shi`ite Sufi orders, like
the Ni`matullahis, but without the liability
of putative Sunni influence. It may be that
this Shi`ite nativism gained popularity in
part precisely because Shi`ism and Iran were
under severe attack in the late eighteenth
and early nineteenth centuries. An extreme
exaltation of the Imams and an insistence on
their having a visible representative in the
form of the Perfect Shi`ite helped restore
moorings that had been shaken by tsars,
foreign kings and the house of Sa'ud. Shaykh
Ahmad lived at a time when the Usuli notion
of a single scholar holding the
preponderance of authority (riyasah) within
Shi`ism (especially with regard to the
disposal of monies and religious taxes) had
not yet been established, and when the idea
of a single marja` at-taqlid or source for
emulation was only a theoretical
possibility. He probably was among six or
seven major sources for emulation in Iran
and Iraq during his heyday in Yazd and
Kermanshah, and his special claims of
esoteric knowledge appear to have created an
unusual loyalty in his followers, such that
after his death many of them joined his
successor, Sayyid Kazim Rashti, in forming a
new sect of Shi`ism distinct from the
Akhbaris, the Usulis or the Ni`matu'llahis.
Yet in the end it was the more rational
Usuli doctrine, with its commitment to a
professionalized clergy, that won out. In
history, the claims of the exoteric
Exemplars (Marja`'s) for emulation have
proven stronger than those of the esoteric
Shaykhi leaders who upheld the ideal of the
Perfect Shi`ite. Shaykh Ahmad's religious
authority rested on scripture, particularly
the less-accepted esoteric sayings of the
Imams, on scholastic reason, on
Illuminationist unveiling, and on powerful
visions of the Imams. This authority,
profoundly ethical, inevitably put Shaykhism
at odds with the Qajar state, which
routinely carried out illegal expropriations
and levied illicit taxes--a contradiction
that Shaykh Ahmad dealt with, not by
rebellion, but by voluntary withdrawal from
the political center. His spiritual project
was one that could be carried out with less
interference, and fewer secular
complications, in the provinces, far from
the seat of power. It may be that this very
unwillingness to accommodate himself to the
power realities of the capital, this
devotion to principle, put Shaykh Ahmad at a
crucial disadvantage in competing with the
more worldly Usulis, who became the shah's
favorites. If by disentangling himself from
the court Shaykh Ahmad lost a great deal of
worldly power, this move detracted nothing
from, and indeed may have enhanced, his
spiritual authority.
http://www-personal.umich.edu/~jrcole/ahsai1.htm